Re: EDGAR SEC filings

From: Genie Tyburski (tyburski@SHRSYS.HSLC.ORG)
Date: Wed Apr 02 1997 - 08:28:41 PST

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doksv@nyo.coudert.com wrote:
>
> An attorney told me that as of January 1997 all SEC filing companies
> had to be EDGAR filers. But just the other day I was looking for a
> filing for a NASDAQ company and it wasn't on the SEC EDGAR website.
> Does anybody know what the timetable is for companies becoming EDGAR
> filers? And are there exceptions? TIA.
>
> Vija Doks
> Coudert Brothers
> doksv@nyo.coudert.com

Vija,

There are exceptions. See 17 CFR sec. 232.201 and 232.202.

For a brief explanation of other pecularities, see my article, "To Catch
a Client" at URL http://www.llrx.com/columns/catch.htm

Genie

-- Genie Tyburski PH: 215-864-8151 Research Librarian FX: 215-864-8999 Ballard Spahr Andrews & Ingersoll EM: tyburski@hslc.org 1735 Market St. Philadelphia, PA 19103

Editor of The Virtual Chase Web Site at http://www.hslc.org/~tyburski/

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