One of our attorneys would like an information resource covering laws,
rules, and particularly licenses required by employees of a broker/dealer
who may sell US securities to foreign investors (institutions, etc.
especially in EC countries). If someone could point me in the right
direction, I would be grateful. I have searched the Securities Law Series
Master Binder and the portions of this we subscribe to with no luck. Help
needed! TIA!!!
Barbara G. Bailey
Waring Cox PLC
50 N. Front Street, Suite 1300
Memphis, TN 38103
bbailey@magibox.net
Voice: (901) 543-8136
Fax: (901) 543-8030
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