Hi All -
After much digging, I have determined that the Financial Services Authority
in the UK is responsible for registering initial public offerings much like
the SEC here in the United States. I've even located the rule which states
...
"The FSA
<http://fsahandbook.info/FSA/glossary-html/handbook/Glossary/F?definition=G4
47> will publish on its website, a list of prospectuses
<http://fsahandbook.info/FSA/glossary-html/handbook/Glossary/P?definition=G9
24> approved over the previous 12 months. The list will specify how a
prospectus is made available and where it can be obtained, including, if
applicable, a hyperlink to the prospectus
<http://fsahandbook.info/FSA/glossary-html/handbook/Glossary/P?definition=G9
24> published on the issuer's
<http://fsahandbook.info/FSA/glossary-html/handbook/Glossary/I?definition=G6
27> or regulated market's
<http://fsahandbook.info/FSA/glossary-html/handbook/Glossary/R?definition=G9
78> website." [PR 3.2.7 from the FSA Handbook]
However, I have been unable to locate this list of prospectuses. Does
anyone know where it can be found? What's the trick?
Many thanks,
Wendy
Wendy Lyon, Librarian
Jenkens & Gilchrist
Austin, TX
512-499-3876
wlyon@jenkens.com
- JENKENS & GILCHRIST E-MAIL NOTICE - This transmission may be: (1) subject
to the Attorney-Client Privilege, (2) an attorney work product, or (3)
strictly confidential. If you are not the intended recipient of this
message, you may not disclose, print, copy or disseminate this information.
If you have received this in error, please reply and notify the sender
(only) and delete the message. Unauthorized interception of this e-mail is a
violation of federal criminal law.
This communication does not reflect an intention by the sender or the
sender's client or principal to conduct a transaction or make any agreement
by electronic means. Nothing contained in this message or in any attachment
shall satisfy the requirements for a writing, and nothing contained herein
shall constitute a contract or electronic signature under the Electronic
Signatures in Global and National Commerce Act, any version of the Uniform
Electronic Transactions Act or any other statute governing electronic
transactions.
This archive was generated by hypermail 2b29 : Wed Nov 14 2007 - 20:46:24 PST