Re: SEC final rules

From: Bob Hughes (bhughes@painehamblen.com)
Date: Thu Jan 23 2003 - 09:12:59 PST


They're not around.

They were going to be finalized on Jan. 26

But news articles now report that the ABA persuaded the SEC not to
finalize the proposed rule on Conduct for Attorneys (17 CFR 205)

>>> "Riva Laughlin" <Riva.Laughlin@haynesboone.com> 01/22/03 01:34PM
>>>
Is there any way to get copies of SEC final rules and regulations
before they're released to the Federal Register? Last week's SEC Open
Meeting (1/15) made reference to new regulations that had been
promulgated (Regulation G, Regulation BTR, and regulations implementing
Sections 406 and 407 of S-Ox among others). This information was also in
an SEC press release (2003-6). However, I can't find the final regs
anywhere. I've checked the SEC web site and have looked at every Federal
Register issued in December and so far this year. I have the proposed
rules (from much earlier in 2002), but the attorney insists that the
final rules have to be out there someplace. Can anyone help?

Thanks so much!

Riva Laughlin
Librarian
Haynes and Boone, LLP
1000 Louisiana, Suite 4300
Houston, TX 77002

phone: 713-547-2828
fax: 713-236-5592
email: riva.laughlin@haynesboone.com



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