I received several requests to post the responses to my request for a list of federally licensed professionals. Unfortunately, I received no responses. The only example I have found, thus far, is the Series 7 requirement of the SEC. (The SEC requires that individuals who want to enter the securities industry to sell any type of securities must take the Series 7 Examination--formerly know as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade). If I find more examples, I will compile a list and post it.
Gene Preudhomme
New York Supreme Court Appellate Division
First Department Library
27 Madison Avenue
New York, NY 10010
(212) 340-0478
genep@ix.netcom.com
----- Original Message -----
From: Gene Preudhomme
To: law-lib@ucdavis.edu
Cc: Gene Preudhomme
Sent: Thursday, August 23, 2001 11:14 AM
Subject: Federally Licensed Professionals
I am looking for a list of professionals who are licensed by the federal government. Any help in this matter will be greatly appreciated.
Gene Preudhomme
New York Supreme Court Appellate Division
First Department Library
27 Madison Avenue
New York, NY 10010
(212) 340-0478
genep@ix.netcom.com
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