[IAMSLIC:1882] AGU - SIO open letter

From: rkelly@notes.cc.sunysb.edu
Date: Wed May 01 2002 - 06:52:21 PDT

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          I believe that we all owe a debt to Peter Brueggeman and his
    colleagues at Scripps Institution of Oceanography for their open letter to
    Marcia McNutt, AGU President. I hope it initiated a change in thinking at
    AGU for the better.

          I forwarded the open letter, as well as the response from Jon Sears,
    AGU Publisher of Secondary Services, to Pauline Simpson at the Southampton
    Oceanographic Centre, to the members of the marine and atmospheric sciences
    faculties here at Stony Brook. I asked that they consider this action and
    express their concerns to AGU ( indicating their membership, if
    appropriate) and their colleagues at other campuses. I also asked that they
    voice their opinions here on campus to Marvin Geller, Dean of the Marine
    Sciences Research Center. Marv is the current President of the Atmospheric
    Sciences Section of AGU. Marv's response to Marcia McNutt follows below.
    (Marv authorized me to distribute this, if needed.)

          Marv has also spoken to Marcia by phone. He indicated to me that
    this issue may be brought up at the next AGU board meeting.

          I am asking you to consider contacting the appropriate faculty and /
    or AGU members in your respective areas, advising them of the AGU
    activities, and enlist their support for a more reasoned move.

    Thank you.

    RJK

                                               Roger J. Kelly

              Head, Marine & Atmospheric Sciences Information Center

                                165 Challenger Hall

                    State University of New York at Stony Brook

                         Stony Brook, New York 11794-5000

                                tel: (631) 632-8679

                                fax: (631) 632-2364

                        e-mail: Roger.Kelly@stonybrook.edu

    ----- Forwarded by Roger Kelly/Lib on 05/01/2002 09:45 AM -----
                                                                                                                      
                          Marvin Geller
                                                   To: "McNutt, Marcia" <mcnutt@mbari.org>
                          04/27/2002 05:29 cc: (bcc: Roger Kelly/Lib)
                          PM Subject: AGU
                                                                                                                      
                                                                                                                      

    Marcia,

          I'm sure that this is not the first message of this type that you
    have received. From all I hear, the Earth Science librarians are getting
    increasingly upset with the AGU. It is partly as a consequence of some of
    the AGU decisions on publications, but in my opinion it is also a
    consequence of their seeing the AGU as being arrogant and making decisions
    without consultation of those affected by those decisions. Note the
    unfavorable comparisons of the AGU with other societies in this regard. I
    think that the AGU leadership MUST engage librarians and members of the
    scientific community that publish in and read AGU journals in the course of
    their decisionmaking rather than after the fact. I think that this should
    be a major item on our Council agenda.

                                                                      Marv
    ----- Forwarded by Marvin Geller/MSRC on 04/27/02 05:29 PM -----
                                                                                                                      
                          Roger Kelly
                                                   To: MSRC Faculty
                          04/26/02 04:01 PM cc: Christian Filstrup/Lib@SUNYSB
                                                   Subject: AGU
                                                                                                                      

    Ladies and Gentlemen of the MSRC Faculty:

    The attachments to this message are aimed toward increasing your awareness
    of the current activities of a significant publisher in your areas of
    interest, specifically, the American Geophysical Union, more commonly known
    as AGU.

    Over the past few years, many of you have asked me why the Library does not
    carry electronic versions of the varied publications. The Library does
    carry quite a number of the print journals. However, despite the
    indications from Fred Spilhaus several years ago, when AGU was still trying
    to formulate > fair and reasonable institutional pricing = for their
    electronic publications, we currently carry none for the simple reason that
    we cannot afford to buy them - now or in the foreseeable future.

    Now, to make our lives more miserable, especially in terms of any research
    effort, or in citing the works of your esteemed colleagues, or in
    requesting a paper through a traditional service of the Library, namely
    inter-library loan, we find that the organization, in its wisdom, has
    deemed it a good time to eliminate page numbering from their publications.
    In its place, there is now a twenty digit character string, known lovingly
    as a digital object identifier or DOI with which you can now deal.

    Since the official record of AGU publications is now electronic rather than
    paper, it is something that must be dealt with - and soon. Because of the
    length of the string and the foibles of human nature, it is not difficult
    to see:

           an inter-library loan request failing to return the correct
    document;

            a reference in a journal article citing a paper in a recent AGU
    publication not found due to DOI error;

           bibliographic database compiler erring in keying a DOI, effectively
    losing the paper.

    AGU is by itself at this juncture. No other major publisher in the
    scientific or other field has deigned to eliminate page numbers. This
    approach, though, is consistent with the stance taken by the organization
    in pricing its electronic products for institutions. To make this more
    disheartening to a significant number of librarians in the marine and
    atmospheric science areas is a comparison with another major organization,
    the American Meteorological Society (AMS). Not only do the leaders of this
    organization listen to their members, they listen to the librarians
    supporting their membership with regard to pricing models, licensing, and
    availability. The President, Executive Director , and Director of
    Publications attended and spoke at sessions of ASLI (Atmospheric Science
    Librarians International) earlier this year. They do it every year. The
    contrast between AMS and AGU is unbelievable.

    I urge you to read the AGU web pages regarding these changes:

    http://www.agu.org/pubs/pubs.html and the open letter to Marcia McNutt, AGU
    President. Following that letter is a response to Pauline Simpson, head of
    the Southampton Oceanography Centre, from Jon Sears, Publisher of Secondary
    Services at AGU. To me, his response is not satisfactory but, rather,
    indicates how convoluted this is becoming.

    Upon completion of your reading, I would suggest that you speak to Marv
    Geller in his role of Section President for the Atmospheric Sciences within
    AGU.. Please make your feelings /opinion known to him or to me.

    Thank you.

    RJK

    Attachment 1: Open Letter to Marcia McNutt:

    25 April 2002

    To: Marcia McNutt, AGU President

    From: Ralph Keeling, Jeff Severinghaus, Peter Brueggeman

    CC: AGU Executive Committee, AGU Publications Committee

    Dear Marcia,

    It has recently come to our attention that, in its move towards online
    publishing, AGU has done away with sequential page numbering of journal
    articles as of January 2002. Instead, AGU is requiring articles to be cited
    based on a 20-digit character string (e.g. 10.1029/2001JA001490), known as
    a digital object identifier (DOI), and disallowing current scientific
    practice wherein articles are cited by volume, issue, and page numbers. The
    cited benefits of AGU's new system include the ability to improve online
    access, the flexibility to submit videos or other multi-media materials as
    part of an article, and the ability to provide electronic links to other
    articles or pieces. The impression given by the AGU web page (
    http://www.agu.org/pubs/e_publishing/) is that the elimination of
    sequential page numbering of journal articles was necessary to provide
    these benefits. In a search of current publishing practice, however, we
    have come up with a short, admittedly incomplete, list of commercial
    publishers and professional societies who continue to use sequential page
    numbering of journal articles in their transition to online publishing:
    American Meteorological Society, American Chemical Society, American
    Fisheries Society, Nature, Science, American Institute of Physics,
    Elsevier, Company of Biologists, Royal Society of Chemistry, University of
    Chicago Press, Geological Society of America, Kluwer, Springer Verlag,
    Cambridge University Press. Many of these consider their ejournal to be the
    archival record, and provide active links via an HTML version. We were
    unable to find a single example, besides AGU, of a scientific publisher
    abandoning sequential page numbering of journal articles in the transition
    to online publishing. We also checked with the Director of the Science &
    Engineering Library at UCSD, who was also unable to cite any publisher
    following AGU practice. Although examples might still be found, it is clear
    that AGU's practice is out of step with general trends in online
    publishing.

    As an emerging industry standard, the DOI clearly fulfills an essential
    need in electronic publishing, by providing an alternative to the awkward
    practice of referring to (unstable) web addresses. Nevertheless, the way
    the DOI is being implemented by AGU, as the unique identifier of scientific
    articles for citation purposes, is apparently highly eccentric.

    Unfortunately, AGU's decision to eliminate sequential page numbering of
    journal articles and to force citations to be based solely on the DOI comes
    at a high cost:

          (1) The use of the DOI for citations creates problems in
    compatibility. It is annoying and troublesome to have two different filing
    or organizational systems in use concurrently in science: AGU and everybody
    else. It appears that all science ejournal publishers except AGU refer to
    their publishable units, the article, by volume, issue, and pagination.
    Although the community that commonly cites AGU journals may be able to
    adapt, problems will remain for the wider community that doesn't understand
    the AGU system and doesn't want to be bothered. Some may assume that AGU
    publications are "grey" literature or still "in press", since their
    citations look non-standard among scientific publications. It's naive to
    assume that AGU's unique system will ever be transparent to the scientific
    community at large. Many institutions' libraries will continue to subscribe
    to AGU journals in print for reasons of economy; the DOI is awkward for
    anyone accessing print collections in libraries.

          (2) The DOI carries no information about article length, which is
    valuable for many obvious reasons.

          (3) Citation based on the DOI takes up extra print space. Less than
    20 characters are typically required for indicating volume number and page
    range (e.g. "24, 1654-1675" entails 13 characters). The extra length of the
    DOI may cause the citation to spill over onto a new line, thus taking up
    even more space. The difference is probably not trivial for high-profile
    journals like Science and Nature, where space is at a premium.

          (4) The DOI strings are likely prone to transcription error because,
    with so many characters in an unbroken string, they are hard to scan by
    eye. We don't live in a perfect copy-and-paste world, and a significant
    percentage of people will be typing in these DOIs.

    In summary, the decision to eliminate sequential page numbering of journal
    articles in favor of the DOI has created many problems for AGU readers and
    authors. One might be tempted to argue that these are problems of
    transition which will be reduced once people adapt to the new system. In
    fact, every one of the problems listed above will present a continuing
    difficulty, which will only be lessened if the entire scientific journal
    publishing enterprise changes the way it cites articles to AGU's unique
    approach.

    We therefore request that the decision at AGU to eliminate sequential page
    numbering and to require use of the DOI for citation purposes be revisited.
    The collective practices of scientific publishers show that sequential page
    numbering for journal/articles is possible in an online world. If, for some
    reason, AGU finds sequential page numbering to be difficult, a
    user-friendly scheme co-existing with the DOI could be developed in which
    various methods/terms are used to identify and number journal articles
    within volumes/issues without the usage of sequential pagination, like
    fascicules, parts, etc. In all likelihood, an acceptable scheme exists
    which entails only

    minor changes to the present AGU production process.

    Sincerely,

    Ralph Keeling

    Assoc. Prof., Scripps Institution of Oceanography

    Jeff Severinghaus

    Assoc. Prof., Scripps Institution of Oceanography

    Peter Brueggeman

    Director, Scripps Institution of Oceanography Library

    =============================================================

    Peter Brueggeman, Director, Scripps Institution of Oceanography Library

    UCSD, 9500 Gilman Dr, Dept 0219, San Diego CA 92093-0219 USA

    pbrueggeman@ucsd.edu Tel 858/534-1230 Fax 858/534-5269

    Response from Jon Sears, AGU Publisher of Secondary Services

    "the reasons behind the new recommended citation format stem from the fact
    that articles are now published online "as ready", and therefore need to be
    citeable immediately -- when print pagination may not be finalized. AGU's
    policy is that the online article is the document of record, as you may
    know.

    We have heard some concerns over the lack of pagination in the citation,
    but we feel that the DOI is the better approach. We realize that the lack
    of pagination in a citation makes it a bit more complicated to locate an
    article in the printed issue, but the citation does include the volume and
    issue, and there is a DOI index in each issue to help locate a specific
    article.

    Also we have added an online DOI Resolver to help users to obtain a "
    standard" citation, including pagination, which you can find at
    http://agu.org/pubs/doifind.html. It is updated daily, as new articles are
    published.

    You may have noted that the 2002 JGR article pagination is not now simply
    continuous, but reflects the order in the issue, or special section or
    subset if applicable. More information is available onine:

    http://www.agu.org/pubs/e_publishing/

    (Scroll down to "Some Ways Electronic Publishing Will Be Different")



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